新用戶掃碼下載
掃碼下載APP
及時接收最新考試資訊及
備考信息
"morality" exercise:Goal of CFA Association's Code of Ethics
學習是一個不斷積累的過程，每天學習一點，每天進步一點！為了幫助大家更高效地備考2021年CFA考試，正保會計網校每日為大家上新CFA習題供大家練習。讓網校與您一起高效備考2021年CFA考試，夢想成真！
Questions 1:
How does ethical conduct most likely compare with what is legally required?
A 、Ethical conduct goes beyond what is legally required.
B、 There are no differences between the two; they are the same.
C 、Doing what is legally required removes the need for ethical conduct.
Questions 2:
The goals of the CFA Institute Code of Ethics would least likely include:
A、 publicly communicating established principles.
B 、addressing past ethical failings.
C、 fostering public confidence.
View answer resolution
【Answer to question 1】A
【analysis】
A is correct. Ethical conduct goes beyond what is legally required and encompasses what most societies, communities, and professional organizations consider to be ethically correct behavior. Good ethical judgement requires considering the interests of a multiple of stakeholders while minimizing their risks.
B is incorrect. While there is an overlap where ethical conduct and doing what is legally required may be the same, many instances exist where they are not.
C is incorrect. Doing what is legally required does not displace the need for ethical conduct. There are instances in the investment industry where an individual’s conduct may be legal, but also considered unethical.
【Answer to question 2】B
【analysis】
B is correct. Addressing past ethical failings is not a goal of the CFA Institute Code of Ethics. Fostering public confidence and publicly communicating established principles are both goals of the CFA Institute Code of Ethics.
A is incorrect. A goal of the CFA Institute Code of Ethics would include publicly communicating established principles.
C is incorrect. A goal of the CFA Institute Code of Ethics would include fostering public confidence.
成功=時間+方法，自制力是這個等式的保障。世上無天才，高手都是來自刻苦的練習。而人們經常只看到“牛人”閃耀的成績，其成績背后無比寂寞的勤奮。小編相信，每天都在勤奮練習，即使是一點點的進步，大家一定可以成為人人稱贊的“牛人”。
學員討論（0）
推薦閱讀
新用戶掃碼下載
京公網安備 11010802044457號
