CFA習題《職業道德》習題精煉：全球投資績效標準及訴訟程序規則

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最可怕的敵人，就是沒有堅持的信念。如果你覺得沒有成功，那說明你的堅持還不夠。正保會計網校為您提供CFA考試練習題，通過做題，能夠鞏固所學知識并靈活運用，考試時會更得心應手。

CFA習題一：全球投資績效標準

Which of the following is not included in the nine major provisions of the Global Investment Performance Standards (GIPS)?

A Input Data, Calculation Methodology, and Real Estate

B Fundamentals of Compliance, Composite Construction, and Disclosure

C Calculation Methodology, Composite Construction, and Alternative Assets

CFA習題二：CFA研究所有關專業行為的訴訟程序規則的兩項主要原則

Which of the following least likely reflects the two primary principles of the CFA Institute Rules of Procedure for Proceedings Related to Professional Conduct?

A Confidentiality of proceedings

B Public disclosure of disciplinary sanctions

C Fair process to the member and candidate

查看答案解析【習題一】

【答案】

【習題一】C

【解析】

C is correct because Alternative Assets is not among the nine major provisions or sections of the Global Investment Performance Standards, which include: Fundamentals of Compliance, Input Data, Calculation Methodology, Composite Construction, Disclosure, Presentation and Reporting, Real Estate, Private Equity, and Wrap Fee/Separately Managed Account (SMA) Portfolios.

A is incorrect because these are included in the nine major provisions of the GIPS.

B is incorrect because these are included in the nine major provisions of the GIPS.

查看答案解析【習題二】

【答案】

【習題二】（B）

【解析】

B is correct because the two principles of the Rules of Procedure for Proceedings Related to Professional Conduct are confidentiality of proceedings and fair process to the member and candidate. .

A is incorrect because the two principles of the Rules of Procedure for Proceedings Related to Professional Conduct are confidentiality of proceedings and fair process to the member and candidate.

C is incorrect because the two principles of the Rules of Procedure for Proceedings Related to Professional Conduct are confidentiality of proceedings and fair process to the member and candidate.

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